Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Boyd, Margaret Boyd, James 'Beau' Boyd, Mitzi Rollins, Christopher GriffinRaymond JamesWells Fargo Advisors$30007-31-2015
Duane Raanes, Brady RaanesRaymond JamesWells Fargo Advisors$12807-30-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5407-24-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10707-24-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19007-24-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6307-24-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16107-17-2015
Ryan RechLPL FinancialWells Fargo Advisors$10007-09-2015
Christopher CliffordLPL FinancialWells Fargo Advisors$10007-07-2015
Regina McCann HessLPL FinancialWells Fargo Advisors$9707-01-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael Woods Stratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15006-19-2015
Jon SissonRaymond JamesWells Fargo Advisors$13506-05-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13005-29-2015
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26505-26-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10005-01-2015
Bruce H. Daigle, Diane K. Fisher, Walter F. Wydo, Jr.Raymond JamesWells Fargo Advisors$27505-01-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6604-30-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5504-30-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10204-30-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15404-30-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10204-30-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5404-24-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
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Showing 351 to 375 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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