Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dick Niemiec, Kyle Adams, Lisa ReichertStifel Nicolaus & Co.Wells Fargo Advisors$50011-15-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Frank NightingaleStifel Nicolaus & Co.Wells Fargo Advisors$11111-09-2018
Michael KissingerKingsview Asset ManagementWells Fargo Advisors$11011-09-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12310-26-2018
James WildmanRaymond JamesWells Fargo Advisors$16010-26-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
William Hornung Raymond JamesWells Fargo Advisors$14010-19-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
Matthew Kroehler, Lee Springer, James Farrell, Veronica JoynerJanney Montgomery ScottWells Fargo Advisors$23910-16-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Ian McClureRaymond JamesWells Fargo Advisors$11410-12-2018
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahonWilliam Blair & Co.Wells Fargo Advisors$30010-10-2018
Jason HollandJPMorgan Chase & Co.Wells Fargo Advisors$24010-09-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Bradford CoyleSteward PartnersWells Fargo Advisors$50010-04-2018
Brian Pultman, John Biedenstein, Megan Elizabeth BadolatoCorrect Capital Wealth ManagementWells Fargo Advisors$60010-01-2018
Clive Grady BuchanRBC Wealth ManagementWells Fargo Advisors$19510-01-2018
Jackson Rhoades, Jan Schmeski, Mike Stockton, Steve Bettenhausen, David Matty, Logan StoneRaymond JamesWells Fargo Advisors$56010-01-2018
Don Wells Jr., Kyle WellsD.A. Davidson & Co.Wells Fargo Advisors$20009-28-2018
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Showing 26 to 50 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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