Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
Mark Graham, Brian BissellStifel Nicolaus & Co.Wells Fargo Advisors$17008-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Michael W. Landsberg, Lew Bennett, Anthony C. DubbanehLandsberg Bennett Private Wealth Management GroupWells Fargo Advisors$67508-01-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
John Kortze, Cary KortzeSteward PartnersWells Fargo Advisors$50007-19-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Michelle SpazianiRaymond JamesWells Fargo Advisors$11807-11-2018
Bradley S. Dickens, Jason MinorJanney Montgomery ScottWells Fargo Advisors$17707-05-2018
John Brendan Wolverton, Josh Wolverton, Alen PellerinStifel Nicolaus & Co.Wells Fargo Advisors$40006-28-2018
David BeachStifel Nicolaus & Co.Wells Fargo Advisors$16806-25-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Mark Demo, Raymond PatrawStifel Nicolaus & Co.Wells Fargo Advisors$23006-20-2018
Clay Brandt, Nate BrandtRaymond JamesWells Fargo Advisors$17306-20-2018
Thomas Monroe, John McDermottRaymond JamesWells Fargo Advisors$33606-13-2018
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Showing 76 to 100 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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