Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James M. AidRBC Wealth ManagementWells Fargo Advisors$90006-01-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Vincent Lovoy, Adam MacDonald, Todd HalbrookFirst Republic SecuritiesWells Fargo Advisors$85006-01-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Constantine Harris, Faith HarringtonRaymond JamesWells Fargo Advisors$22505-24-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Gary Weissman, Eric DionRBC Wealth ManagementWells Fargo Advisors$60005-18-2018
Jeff HughesStifel Nicolaus & Co.Wells Fargo Advisors$9805-18-2018
Jeff Pratt, Bryan KazleySuntrust Investment ServicesWells Fargo Advisors$50005-18-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Irv MindesRobert W. Baird & Co.Wells Fargo Advisors$36005-04-2018
Wayne McCormick, Steve SpainRaymond JamesWells Fargo Advisors$17505-03-2018
Tom Sedoric, Casey Snyder, Erika Luczynski, Brittany LongRaymond JamesWells Fargo Advisors$35005-02-2018
Matthew LoitzJanney Montgomery ScottWells Fargo Advisors$15705-01-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Doug Dumais, Kirt Fredericks, Kathy HaleRBC Wealth ManagementWells Fargo Advisors$17504-26-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
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Showing 101 to 125 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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