Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise FinancialWells Fargo Advisors$36910-06-2017
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors$11609-29-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors$20009-05-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors$36508-30-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors$14008-18-2017
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors$19308-11-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors$7008-04-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL FinancialWells Fargo Advisors$35107-20-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors$8007-11-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Josephine StaglianoLPL FinancialWells Fargo Advisors$5206-21-2017
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Showing 176 to 200 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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