Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Biermann, Steve BiermannRaymond JamesWells Fargo Advisors$10002-23-2010
Steve Jones, Seth GundersonRaymond JamesWells Fargo Advisors$14008-06-2010
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Michael ShortRaymond JamesWells Fargo Advisors$21610-25-2011
John M. FaganRaymond JamesWells Fargo Advisors$20611-29-2011
Arthur Finkelberg, Butch McKenzie, Jr,Raymond JamesWells Fargo Advisors$39312-27-2011
James A. Schmidt, Bernice "Bernie" MurffRaymond JamesWells Fargo Advisors$9001-05-2012
John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew FentressRaymond JamesWells Fargo Advisors$47704-05-2012
Mark W. TeedRaymond JamesWells Fargo Advisors$22509-14-2012
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20009-24-2012
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21009-27-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22010-31-2013
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10111-15-2013
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22001-17-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
Robert A. Leggett, James B. Tharin, Clint W. SorensonRaymond JamesWells Fargo Advisors$20005-14-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors05-16-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11506-20-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
Christopher Fluehr, Jason Mamalis Raymond JamesWells Fargo Advisors$20007-18-2014
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22008-29-2014
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
James Fowkes, Ben PlataRaymond JamesWells Fargo Advisors$20010-17-2014
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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