Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors05-16-2014
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
James A. Schmidt, Bernice "Bernie" MurffRaymond JamesWells Fargo Advisors$9001-05-2012
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Merry Lyn Bagwell, Scott Wicke Raymond JamesWells Fargo Advisors$10009-21-2015
Tom Biermann, Steve BiermannRaymond JamesWells Fargo Advisors$10002-23-2010
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10111-15-2013
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Barry Kolano Raymond JamesWells Fargo Advisors$11301-11-2019
Ian McClureRaymond JamesWells Fargo Advisors$11410-12-2018
Theodore Larson Raymond JamesWells Fargo Advisors$11511-02-2017
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11506-20-2014
Robert D. Walsh, Travis C. Jaggers Raymond JamesWells Fargo Advisors$11610-23-2014
Michelle SpazianiRaymond JamesWells Fargo Advisors$11807-11-2018
Robert Steven FoxRaymond JamesWells Fargo Advisors$12002-09-2018
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Duane Raanes, Brady RaanesRaymond JamesWells Fargo Advisors$12807-30-2015
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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