Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William B. Wellons, Jr., Scott L. Abee, James W. Forrester, John A. RobinsonRaymond JamesWells Fargo Advisors$40001-14-2016
Lorayne Fiorillo, Frank Pranio, Anna PaczesRaymond JamesWells Fargo Advisors$23501-08-2016
Sanford Family, Kenneth Leonard, Brian CrowleyRaymond JamesWells Fargo Advisors$45011-23-2015
Keith Ferguson, Brian Davis, Brian Remson, Allen Ferguson, Jamie MontgomeryRaymond JamesWells Fargo Advisors$25011-16-2015
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26009-30-2015
Robert Campbell, Joe BainRaymond JamesWells Fargo Advisors$19009-29-2015
Merry Lyn Bagwell, Scott Wicke Raymond JamesWells Fargo Advisors$10009-21-2015
Vic Philleo, Chris Holladay, Kim HendersonRaymond JamesWells Fargo Advisors$16009-17-2015
Thomas Boyd, Margaret Boyd, James 'Beau' Boyd, Mitzi Rollins, Christopher GriffinRaymond JamesWells Fargo Advisors$30007-31-2015
Duane Raanes, Brady RaanesRaymond JamesWells Fargo Advisors$12807-30-2015
Jon SissonRaymond JamesWells Fargo Advisors$13506-05-2015
Bruce H. Daigle, Diane K. Fisher, Walter F. Wydo, Jr.Raymond JamesWells Fargo Advisors$27505-01-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17501-16-2015
Peter Chapman, Michael Cardwell, Patrick Fazio, Juan E. PapadopulosRaymond JamesWells Fargo Advisors$17501-14-2015
Robert D. Walsh, Travis C. Jaggers Raymond JamesWells Fargo Advisors$11610-23-2014
James Fowkes, Ben PlataRaymond JamesWells Fargo Advisors$20010-17-2014
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22008-29-2014
Christopher Fluehr, Jason Mamalis Raymond JamesWells Fargo Advisors$20007-18-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
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Showing 76 to 100 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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