Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Lubell Kingsview Asset ManagementWells Fargo Advisors$12002-21-2019
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahonWilliam Blair & Co.Wells Fargo Advisors$30010-10-2018
Breanne PoloniaSurevest Wealth ManagementWells Fargo Advisors$10009-17-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34608-31-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
David BeachStifel Nicolaus & Co.Wells Fargo Advisors$16806-25-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Vincent Lovoy, Adam MacDonald, Todd HalbrookFirst Republic SecuritiesWells Fargo Advisors$85006-01-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Brad Frederickson, Jeff FredericksonUBS Financial ServicesWells Fargo Advisors$40002-14-2018
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors$36508-30-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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