Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John DwyerTrevethan Capital PartnersWells Fargo Advisors05-24-2010
Michael KiddMorgan StanleyWells Fargo Advisors$30501-10-2011
Jason SchlesingerRobert W. Baird & Co.Wells Fargo Advisors$20003-24-2011
Tony Murphy, Lewis MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$34207-01-2011
Michael Parziale, Daniel MorilakMorgan StanleyWells Fargo Advisors$17508-25-2011
Jack Wong, Darryl NgMorgan StanleyWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan StanleyWells Fargo Advisors$16209-07-2011
Shao TeMorgan StanleyWells Fargo Advisors$10509-07-2011
James WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$21609-27-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Aaron WolsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$5202-17-2012
David H. RascoeMorgan StanleyWells Fargo Advisors$8002-15-2013
Marty O'ConnorStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18006-13-2013
Nils ClarkRBC Wealth ManagementWells Fargo Advisors$10008-30-2013
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan StanleyWells Fargo Advisors$26402-28-2014
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
Antonio JPMorgan Chase & Co.Wells Fargo Advisors06-02-2014
Nancy TuiningaWashington Wealth ManagementWells Fargo Advisors$7207-02-2014
Tracy A. ChanMorgan StanleyWells Fargo Advisors$5009-12-2014
Richard A. Gibson, Jr.Stratos Wealth PartnersWells Fargo Advisors$12009-26-2014
Robert L. BreenAmeriprise Financial Services, Inc.Wells Fargo Advisors$6311-07-2014
Hayley HigginsStratos Wealth PartnersWells Fargo Advisors$10012-15-2014
Timothy Metcalf, Robert PintoStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25501-15-2015
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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