Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Dan McSheaCapital GuardianWells Fargo Advisors$6503-22-2011
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
Scott WoodsRobert W. Baird & Co.Wells Fargo Advisors$39007-18-2011
Malissa (Libby) Romack, Kathleen DuncanBenjamin F. Edwards & Co.Wells Fargo Advisors09-22-2011
John HarrisBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
The Buskey McGinty GroupRobert W. Baird & Co.Wells Fargo Advisors$26503-01-2012
Manuel CasaresSummit Brokerage ServicesWells Fargo Advisors$5003-14-2012
Angel ColinaMorgan StanleyWells Fargo Advisors$24008-02-2012
Leon Ciobataru, Luiz BoruchowskiMorgan StanleyWells Fargo Advisors$21010-29-2012
Leasha D. Flammio-WatsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$9003-01-2013
William Seabrook, Kathleen ChiapponeMorgan StanleyWells Fargo Advisors$18004-05-2013
Michael L. DolleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$16004-30-2013
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
Ricardo KentMorgan StanleyWells Fargo Advisors$10005-24-2013
Daniel J. RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors11-12-2013
Tom Bedor, Laren BedorBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
Linda GoodsonMorgan StanleyWells Fargo Advisors$11007-03-2014
Christopher Fluehr, Jason MamalisRaymond JamesWells Fargo Advisors$20007-18-2014
Jeffrey Hill, Steve Brill, Debra Targett, Mary McLaughlin, Jessica HillBenjamin F. Edwards & Co.Wells Fargo Advisors$10009-30-2014
Todd D. WatsonRBC Wealth ManagementWells Fargo Advisors$11610-28-2014
Peter Chapman, Michael Cardwell, Patrick Fazio, Juan E. PapadopulosRaymond JamesWells Fargo Advisors$17501-14-2015
John RojasAmeriprise Financial Services, Inc.Wells Fargo Advisors$7002-06-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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