Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
Angel ColinaMorgan StanleyWells Fargo Advisors$24008-02-2012
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Christopher CliffordLPL Financial LLCWells Fargo Advisors$10007-07-2015
Christopher Fluehr, Jason MamalisRaymond JamesWells Fargo Advisors$20007-18-2014
Dan McSheaCapital GuardianWells Fargo Advisors$6503-22-2011
Daniel J. RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors11-12-2013
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Gary Weissman, Eric DionRBC Wealth ManagementWells Fargo Advisors$60005-18-2018
Henrique Pinheiro, Diogo ScelzaBolton Global CapitalWells Fargo Advisors$18509-16-2016
Henry Berg, Glen MagloffStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25005-19-2016
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
Jeff Cohen, Christian Clinton, Jena BurrowsRobert W. Baird & Co.Wells Fargo Advisors$34310-26-2016
Jeffrey Hill, Steve Brill, Debra Targett, Mary McLaughlin, Jessica HillBenjamin F. Edwards & Co.Wells Fargo Advisors$10009-30-2014
Jeffrey OliverioSuntrust Investment ServicesWells Fargo Advisors$10001-12-2018
John HarrisBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
John Perry, Patrick Durham, and Robin JohnsonRBC Wealth ManagementWells Fargo Advisors$16009-28-2018
John RojasAmeriprise Financial Services, Inc.Wells Fargo Advisors$7002-06-2015
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Joseph Bivona, Thomas J. Bivona, Robert R. ImpellusoRBC Wealth ManagementWells Fargo Advisors$92504-17-2018
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-05-2019
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
Leasha D. Flammio-WatsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$9003-01-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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