Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Price, William Cal Batchelor, Anson KanoyRaymond JamesWells Fargo Advisors$20011-21-2016
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial LLCWells Fargo Advisors$35107-20-2017
Ellis Shiver, Todd ShiverLPL Financial LLCWells Fargo Advisors$8308-24-2016
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Jon SissonRaymond JamesWells Fargo Advisors$13506-05-2015
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
Mark Cross, Chris Caldwell, Jason NortonIntegrated Financial GroupWells Fargo Advisors$9104-16-2015
Mark Cross, John Caldwell, Jason NortonLPL Financial LLCWells Fargo Advisors$15004-17-2015
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35009-23-2015
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Robert FrankLPL Financial LLCWells Fargo Advisors$12006-10-2016
Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. PierceBenjamin F. Edwards & Co.Wells Fargo Advisors07-12-2010
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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