Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
William KruegerStifel Nicolaus & Co.Wells Fargo Advisors$18410-06-2016
Scott GongorekAmeriprise FinancialWells Fargo Advisors$8209-30-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Brian M. Reilly, David E. ReillyBenjamin F. Edwards & Co.Wells Fargo Advisors09-27-2013
David Gordon, Kirsten GordonMorgan Stanley Wealth ManagementWells Fargo Advisors$30003-28-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo Advisors02-11-2013
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2013
David ClaggettBenjamin F. Edwards & Co.Wells Fargo Advisors03-26-2012
Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. WilhelmBenjamin F. Edwards & Co.Wells Fargo Advisors01-16-2012
Chad A. SteinbachBenjamin F. Edwards & Co.Wells Fargo Advisors11-21-2011

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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