Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dick Powell, David PowellAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Advisors$13304-26-2019
Rick Hueter, Todd WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$40811-16-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Mike Anderson, Ted KorodanStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$16808-27-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer BellfiRobert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
John Mathey, Dan MirabellaRobert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Keith Holzwarth, Angelo Panoff, Michael HallStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25012-11-2017
Margaret Anderson, Louis MeloneLPL Financial LLCWells Fargo Advisors$5706-20-2017
Mark BurnsHightower AdvisorsWells Fargo Advisors$30005-02-2017
James Novaria, Nick YetterAmeriprise Financial Services, Inc.Wells Fargo Advisors$22204-27-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$35002-24-2017
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$60012-08-2016
William 'Bill' LukeAmeriprise Financial Services, Inc.Wells Fargo Advisors$10204-30-2015
James WalkerAmeriprise Financial Services, Inc.Wells Fargo Advisors$5504-30-2015
Matthew G. Bishop, Ralph A. Brozzo, Dana L. GibbsBenjamin F. Edwards & Co.Wells Fargo Advisors10-15-2013
Arthur Finkelberg, Butch McKenzie, Jr,Raymond JamesWells Fargo Advisors$39312-27-2011

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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