Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dathan LumpkinsJPMorgan Chase & Co.Wells Fargo Advisors$11101-12-2018
Albert BergerJPMorgan Chase & Co.Wells Fargo Advisors$10111-04-2016
Jason Holyszko, David Snider, Russell Wittkopp, Tammy MentelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$16502-25-2016
Thomas BraleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$9502-18-2016
John Bueno, John Raetz, Noah RobinsonJPMorgan Chase & Co.Wells Fargo Advisors$1,50005-29-2014
Jeffrey M. FratarcangeliMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$42403-28-2014
Eric Whipple, Stephen CooperMorgan StanleyWells Fargo Advisors$19503-08-2013
Richard PowellMorgan StanleyWells Fargo Advisors$17602-15-2013
Daniel MurphyUBS Financial Services Inc. Inc.Wells Fargo Advisors$30108-02-2011
Gregory WrightUBS Financial Services Inc. Inc.Wells Fargo Advisors$13608-02-2011
Neil Weissman, Ronald EpplerTelemus Investment BrokersWells Fargo Advisors$13108-02-2011

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.