Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
David ManningStifel Nicolaus & Co.Wells Fargo Advisors$14009-04-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Steve Battel, Rob Yevchak, Bruce Battel, Nancy HurstKestra FinancialWells Fargo Advisors$30004-25-2018
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Robert ReidingerLPL FinancialWells Fargo Advisors$5511-17-2017
Robert Baker, Edmund Iannaccone, Paul SaramaRaymond JamesWells Fargo Advisors$28511-02-2017
Theodore Larson Raymond JamesWells Fargo Advisors$11511-02-2017
Argiroula MastrodimosLPL FinancialWells Fargo Advisors$9110-06-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors$7008-04-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors$8007-11-2017
Josephine StaglianoLPL FinancialWells Fargo Advisors$5206-21-2017
Louis Bosso, JrWaddell and ReedWells Fargo Advisors$6005-25-2017
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
James LeongLPL FinancialWells Fargo Advisors$11708-09-2016
Michael PalaceLPL FinancialWells Fargo Advisors$13005-29-2015
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-15-2014
Samuel A. AnnittoBenjamin F. Edwards & Co.Wells Fargo Advisors05-21-2014
Nick IppolitoVoya Financial AdvisorsWells Fargo Advisors$5105-15-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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