Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey SicaSICA Wealth ManagementWells Fargo Advisors$50007-30-2010
Christine HeimMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$17810-01-2010
Michael LehmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$15410-01-2010
Mario LivecchiInvestacorpWells Fargo Advisors$6807-13-2011
Adam GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$28308-23-2011
Lawrence Durso, Kris FrazierMorgan StanleyWells Fargo Advisors$28009-26-2011
Charles BlatzBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
John Lupi and AssociatesAmeriprise Financial Services, Inc.Wells Fargo Advisors$10108-14-2012
Francis VitellaroInvestacorpWells Fargo Advisors$6509-14-2012
Peter Tampellini, Robert Rothhouse , Teresa ZipfBenjamin F. Edwards & Co.Wells Fargo Advisors04-10-2013
Lee S. MinskMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$10404-29-2013
Arthur A. LevineMorgan StanleyWells Fargo Advisors06-06-2013
Charles Pascarella, Andrea Shenocca, Philip PascarellaBenjamin F. Edwards & Co.Wells Fargo Advisors07-08-2013
Robert A. Bezzone, Joseph MarottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$13908-23-2013
David J. KarpBenjamin F. Edwards & Co.Wells Fargo Advisors08-30-2013
William J. DrakeStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$1,00001-06-2014
Nick IppolitoVoya Financial AdvisorsWells Fargo Advisors$5105-15-2014
Samuel A. AnnittoBenjamin F. Edwards & Co.Wells Fargo Advisors05-21-2014
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-15-2014
Michael PalaceLPL Financial LLCWells Fargo Advisors$13005-29-2015
James LeongLPL Financial LLCWells Fargo Advisors$11708-09-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Louis Bosso, JrWaddell & ReedWells Fargo Advisors$6005-25-2017
Josephine StaglianoLPL Financial LLCWells Fargo Advisors$5206-21-2017
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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