Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-17-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-03-2019
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Clive Grady BuchanRBC Wealth ManagementWells Fargo Advisors$19510-01-2018
Larry JacobsStifel Nicolaus & Co.Wells Fargo Advisors$19209-25-2018
Samuel Sammarco, William Moore, William NiceJanney Montgomery ScottWells Fargo Advisors$30009-04-2018
Keary Castleberry, Lara SternsSnowden Lane PartnersWells Fargo Advisors$12608-24-2018
Mark Demo, Raymond PatrawStifel Nicolaus & Co.Wells Fargo Advisors$23006-20-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Mark PojednicRaymond JamesWells Fargo Advisors$19405-11-2017
Christopher ApgarMorgan Stanley Wealth ManagementWells Fargo Advisors$31804-21-2017
Thomas Volpini, Derek BockHightower AdvisorsWells Fargo Advisors$17504-19-2017
Joel Talish, John BuffaHightower AdvisorsWells Fargo Advisors$1,00002-01-2017
Jeffrey PollardJanney Montgomery ScottWells Fargo Advisors$7001-13-2017
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Michael FisherAmeriprise FinancialWells Fargo Advisors$19312-05-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
Larry Natale, Mark Johnson & Dino JohnsonRaymond JamesWells Fargo Advisors$16009-16-2016
Lorayne Fiorillo, Frank Pranio, Anna PaczesRaymond JamesWells Fargo Advisors$23501-08-2016
Sanford Family, Kenneth Leonard, Brian CrowleyRaymond JamesWells Fargo Advisors$45011-23-2015
Joseph Zappia, Ted Garofola Focus Financial PartnersWells Fargo Advisors$40005-23-2014
Joan Levy MonderBenjamin F. Edwards & Co.Wells Fargo Advisors12-13-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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