Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael ShortRaymond JamesWells Fargo Advisors$21610-25-2011
Peter FerranteBenjamin F. Edwards & Co.Wells Fargo Advisors10-28-2011
Dan Lamacchia CFP,Benjamin F. Edwards & Co.Wells Fargo Advisors03-26-2013
Thomas J. Addessi, Michael A. RossoBenjamin F. Edwards & Co.Wells Fargo Advisors06-20-2013
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10111-15-2013
Steve TrimbleUBS Financial Services Inc. Inc.Wells Fargo Advisors$20005-20-2014
Kenton McMahonAmeriprise Financial Services, Inc.Wells Fargo Advisors$16107-17-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Jeff Mossbarger, Drew Deimling, Chris MolerJanney Montgomery ScottWells Fargo Advisors$18804-20-2016
Chandon Simonis, John NiermeyerLPL Financial LLCWells Fargo Advisors$51604-28-2016
Thomas MarkellLPL Financial LLCWells Fargo Advisors$25010-28-2016
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Anthony TrottaAmeriprise Financial Services, Inc.Wells Fargo Advisors$6502-16-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Paul GuerraLPL Financial LLCWells Fargo Advisors$7003-21-2017
Candace DelucaStratos Wealth PartnersWells Fargo Advisors$8706-09-2017
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
William HornungRaymond JamesWells Fargo Advisors$14010-19-2018
Dick Niemiec, Kyle Adams, Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50011-15-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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