Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-01-2019
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
John A. Banks, John P. BanksStifel Nicolaus & Co.Wells Fargo Advisors$6309-14-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
Timothy WeishornLPL FinancialWells Fargo Advisors$9603-13-2017
Charles SchreaderLPL FinancialWells Fargo Advisors$7002-22-2017
Paul RoseAmeriprise FinancialWells Fargo Advisors$12301-12-2017
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
Joe Tabaka, Charles KoliasConfluence Financial PartnersWells Fargo Advisors$13705-28-2016
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Regina McCann HessLPL FinancialWells Fargo Advisors$9707-01-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7503-27-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9702-13-2015
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors09-02-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-19-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14001-29-2014
Brad RudeMorgan Stanley Wealth ManagementWells Fargo Advisors$12902-23-2012
Edward Sokolosky, Shane SullivanVSR Financial ServicesWells Fargo Advisors$5007-23-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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