Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sokolosky, Shane SullivanVSR Financial ServicesWells Fargo Advisors$5007-23-2010
Brad RudeMorgan StanleyWells Fargo Advisors$12902-23-2012
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14001-29-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-19-2014
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors09-02-2014
Brian DuelferAmeriprise Financial Services, Inc.Wells Fargo Advisors$9702-13-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7503-27-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
Regina McCann HessLPL Financial LLCWells Fargo Advisors$9707-01-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Joe Tabaka, Charles KoliasConfluence Financial PartnersWells Fargo Advisors$13705-28-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
Jeffrey McKinnonAmeriprise Financial Services, Inc.Wells Fargo Advisors$8912-02-2016
Paul RoseAmeriprise Financial Services, Inc.Wells Fargo Advisors$12301-12-2017
Charles SchreaderLPL Financial LLCWells Fargo Advisors$7002-22-2017
Timothy WeishornLPL Financial LLCWells Fargo Advisors$9603-13-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
John A. Banks, John P. BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$6309-14-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Joseph PadulaAmeriprise Financial Services, Inc.Wells Fargo Advisors$14603-01-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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