Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5411-20-2018
Jason HollandJPMorgan Chase & Co.Wells Fargo Advisors$24010-09-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
David OakesProspera Financial ServicesWells Fargo Advisors$5503-13-2018
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Steve Myatt Stifel Nicolaus & Co.Wells Fargo Advisors$28910-12-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Richard DunaganAmeriprise FinancialWells Fargo Advisors$7309-02-2016
John McIntyreRBC Wealth ManagementWells Fargo Advisors$10008-23-2016
John Dix, Karee SampsonU.S. Capital AdvisorsWells Fargo Advisors02-23-2016
Keith Ferguson, Brian Davis, Brian Remson, Allen Ferguson, Jamie MontgomeryRaymond JamesWells Fargo Advisors$25011-16-2015
Merry Lyn Bagwell, Scott Wicke Raymond JamesWells Fargo Advisors$10009-21-2015
Hunter GrahamBenjamin F. Edwards & Co.Wells Fargo Advisors06-18-2014
Katiebeth WorrellBenjamin F. Edwards & Co.Wells Fargo Advisors05-28-2014
Bruce E. MeltonBenjamin F. Edwards & Co.Wells Fargo Advisors05-27-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5903-07-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6001-24-2014
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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