Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin G. Davis Raymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-05-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-01-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
Jonathan Lubell Kingsview Asset ManagementWells Fargo Advisors$12002-21-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11002-15-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-08-2019
Robert "Bob" RobinsonKingsview Asset ManagementWells Fargo Advisors$17002-01-2019
Adam DunbarSteward PartnersWells Fargo Advisors$13801-17-2019
Ralph Good, James NylundSteward PartnersWells Fargo Advisors$20001-17-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-17-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11301-11-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-03-2019
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-30-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22511-28-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20011-28-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5411-20-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Next Page »

Showing 1 to 25 of 99 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.