Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert ArmstrongAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Advisors$11305-06-2019
Dick Powell, David PowellAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Advisors$13304-26-2019
Justin G. DavisRaymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
Justin NicholsRobert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-05-2019
Joseph PadulaAmeriprise Financial Services, Inc.Wells Fargo Advisors$14603-01-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
Jonathan LubellKingsview Asset ManagementWells Fargo Advisors$12002-21-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
Kevin Carroll, Sam ShehuLPL Financial LLCWells Fargo Advisors$11002-15-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-08-2019
Robert "Bob" RobinsonKingsview Asset ManagementWells Fargo Advisors$17002-01-2019
Ralph Good, James NylundSteward PartnersWells Fargo Advisors$20001-17-2019
Adam DunbarSteward PartnersWells Fargo Advisors$13801-17-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-17-2019
Barry KolanoRaymond JamesWells Fargo Advisors$11301-11-2019
Clifford Bartlett, IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10001-03-2019
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise Financial Services, Inc.Wells Fargo Advisors$27312-30-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$22511-28-2018
Keith CreechStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$20011-28-2018
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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