Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Gaylord CompstonLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC10-01-2020
Jack Arthur KristofRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$4209-29-2020
Michael James MurrayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-29-2020
Christopher Lee RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Mitchell N RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jane M MillerLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jeffrey Michael ElorriagaLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Richard Lee TurnerCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$5009-23-2020
William Davis HowardKalos Capital, Inc.Wells Fargo Advisors Financial Network, LLC$7209-21-2020
Thomas George BrennanNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$5009-18-2020
Robert Charles Seamans IiiNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$2509-18-2020
David Alfred BasingerNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$2509-18-2020
Jennifer Anne BasingerNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC09-16-2020
Alfred Joseph SimmonsMoneta Group Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC09-10-2020
Joseph Stuart NewmanLPL Financial LLCWells Fargo Advisors Financial Network, LLC$3409-08-2020
Andrew Marc NewmanLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-08-2020
Peter Kristian KotkasCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2509-01-2020
Jerry Leonard BetoBR Wealth ManagementWells Fargo Advisors Financial Network, LLC08-28-2020
Bradly Kent WilfongBR Wealth ManagementWells Fargo Advisors Financial Network, LLC08-28-2020
Andrew Glass ConnerPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$2508-24-2020
Michael RobbinsPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC08-21-2020
Peter Geary MartinPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC08-21-2020
Lawrence Michael GlazerPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC$15008-21-2020
Bradley Allen GorneyPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC$2508-21-2020
Christopher David GuzmanAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC08-19-2020
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Showing 1 to 25 of 714 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.