Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duane Robert Bazis JrBazis Young Investment Group, LLCWells Fargo Advisors Financial Network, LLC02-06-2009
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10702-27-2009
Charles Logan McLeanSigma Financial CorporationWells Fargo Advisors Financial Network, LLC$5004-01-2009
Samuel James TaylorWealthview Capital, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
Brian John AhearnEquitable Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
David Seth GurievskyB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC05-15-2009
Joseph Kevin PearsonSigma Financial CorporationWells Fargo Advisors Financial Network, LLC$5006-01-2009
John Emil CarlsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10007-13-2009
David Timothy GeskeRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5007-16-2009
Richard Emil FreitagFreitag Financial Group, LLCWells Fargo Advisors Financial Network, LLC07-28-2009
William George Lethemon IiiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5007-28-2009
Kenneth Lee ShieldsLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2508-14-2009
Thomas J Curtis IVRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Morgan Troy BrownRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Albert C Brown JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Kevin Michael DickCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5009-01-2009
Margaret Mary TwomblyTwombly Asset Management LLCWells Fargo Advisors Financial Network, LLC$15010-02-2009
Billups P Johnson IIINext Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$5010-19-2009
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC12-04-2009
Brian Howard CardMidwestern Securities Trading Company, LLCWells Fargo Advisors Financial Network, LLC$15002-26-2010
Brian Lanier DisherGreenwood Capital Associates, LLCWells Fargo Advisors Financial Network, LLC$15003-22-2010
Nicholas Vincent Ventura JrAmerican Portfolios Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-30-2010
Bruce Ayres RobbinsSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10003-30-2010
Elizabeth GamezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC03-30-2010
Daniel Henry McElweeVentura Wealth ManagementWells Fargo Advisors Financial Network, LLC$1004-01-2010
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Showing 1 to 25 of 714 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.