Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Bruno LorenziLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-14-2020
Ira Marc ShapiroLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-13-2020
Michael James WalkerLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-13-2020
Corinne Gail KoehlerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10005-18-2020
Joseph Anthony NastasiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10004-27-2020
Korey Don RogersLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-24-2020
Susan Hamblin LawrenceLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5004-22-2020
Chris Stephen LoutsisLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-22-2020
Norman Ralph Auger IIILPL Financial LLCWells Fargo Advisors Financial Network, LLC02-21-2020
David Lawrence RussellLPL Financial LLCWells Fargo Advisors Financial Network, LLC02-18-2020
Alexander Robert BenciniLPL Financial LLCWells Fargo Advisors Financial Network, LLC02-18-2020
William Stephan Matesich Sr.LPL Financial LLCWells Fargo Advisors Financial Network, LLC01-15-2020
Dennis David KarjalaLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-18-2019
Mary Ellen HakimLPL Financial LLCWells Fargo Advisors Financial Network, LLC11-01-2019
Sabrina Marie FregaraLPL Financial LLCWells Fargo Advisors Financial Network, LLC10-25-2019
John Paul TosiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$8310-01-2019
Joseph Carlton MorseLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-16-2019
Joseph Carlton Morse IILPL Financial LLCWells Fargo Advisors Financial Network, LLC09-16-2019
Nicolas Robert DelyonLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-16-2019
Timothy John ClevelandLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-12-2019
John Hubbard AndersonLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-05-2019
Brian James GernantLPL Financial LLCWells Fargo Advisors Financial Network, LLC$4507-25-2019
Gregory Bruce HallLPL Financial LLCWells Fargo Advisors Financial Network, LLC$1007-24-2019
Roy Myron FakouryLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10007-23-2019
Mary Ellen HolderLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.