Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Steven A. EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Robert E. KollarBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC$1008-19-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Timothy John ClevelandLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-12-2019
Mary Katherine PieperUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Craig James HansonUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Jacob Tyler LarrisonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-18-2019
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Andrew J. GreeneSA Stone Wealth Management Inc.Wells Fargo Advisors Financial Network, LLC06-28-2019
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-25-2019
Mary Ellen HolderLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Joey Lynn PriceLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10006-17-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Howard William VariLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5005-31-2019
Terence Michael PasketJ.P. Morgan Securities LLCWells Fargo Advisors Financial Network, LLC$5005-21-2019
Michael JorgensonCitigroup Global Markets Inc.Wells Fargo Advisors Financial Network, LLC05-20-2019
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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