Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William MooreCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10010-18-2019
Thomas Francis BakerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10010-18-2019
Patrick Joseph O'BrienCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$50010-18-2019
Matthew David Melcior KeatorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$24010-17-2019
David Patrick KeatorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$28210-17-2019
Sheila Nesbit KeatorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50010-17-2019
Robert Geoffrey DonelanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-17-2019
Frederick James KeatorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50010-16-2019
Danny James ChapmanProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50010-11-2019
Christopher Danny ChapmanProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-11-2019
David Arthur BrownProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15010-04-2019
John Paul TosiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$83010-01-2019
Brian Craig LutsLGG FinancialWells Fargo Advisors Financial Network, LLC10-01-2019
Bernard Roland JohnsonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10009-30-2019
J Grant GourleyAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50009-30-2019
Fred Charles RobertshawRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15009-20-2019
Ryan Frederick RobertshawRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-20-2019
Zachary Christopher JonesRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-20-2019
John Keais Hoyt Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10009-19-2019
Tanner Keais HoytRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-19-2019
Leonard David Cautela Jr.Commonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$50009-18-2019
Joseph Carlton Morse IILPL Financial LLCWells Fargo Advisors Financial Network, LLC$10009-16-2019
Joseph Carlton MorseLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15009-16-2019
Nicolas Robert DelyonLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-16-2019
Matthew Henry McCloskey IVNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$10009-06-2019
Next Page »

Showing 1 to 25 of 47 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.