Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bura Virgil Lawson Jr., Thomas Roper Fields III, Thomas Roper Fields Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-07-2019
Maria B CastellonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10008-07-2019
Leo Otto EastmanCetera Advisor Networks LLCWells Fargo Clearing Services, LLC08-05-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Kevin Collier LokeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-31-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1007-31-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Jeffrey Michael SpeicherProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$107-17-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-15-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Christopher Matthew ConnerM. S. Howells & Co.Wells Fargo Clearing Services, LLC$15007-12-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
Tony James WittrockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-28-2019
Sarah CorleCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-28-2019
Bryce William AndersenFBL Marketing Services, LLCWells Fargo Clearing Services, LLC$2506-28-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Josephine Frances MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-26-2019
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Showing 1 to 25 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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