Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Robert Porter, James KellettKingsview Asset Management Wells Fargo Clearing Services, LLC$12006-13-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Taylor Browman, Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Charles Brent MargolisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-06-2019
Micah Edward NathanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2506-06-2019
Benjamin Moshe LeshemWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Steven Jeffrey HefterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-28-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-28-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-28-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
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Showing 1 to 25 of 7,812 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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