Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Ernie Coffindaffer Nancy Dotson Tom FoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$40510-14-2020
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Marc DeCicco Tad M WilsonLPL Financial LLCWells Fargo Clearing Services, LLC$22509-17-2020
Steve Kanteliotis Stephen Gitter Frank BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$50008-25-2020
Edwin John LambertyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$12608-14-2020
Kimberly EvansRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$19008-07-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
George Fuchs David SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1,50002-15-2019
David VigilSorrento Pacific Financial, LLCWells Fargo Clearing Services, LLC$3408-01-2018
Vincent Lovoy Adam MacDonald Todd HalbrookFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$85006-01-2018
Jeff Pratt Bryan KazleySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$50005-18-2018
Jeffrey OliverioSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Mark J Elliott Scott R Friedman Darren Dawson John A KentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$53404-22-2016
Corrine KoehlerLPL Financial LLCWells Fargo Clearing Services, LLC$12006-24-2020
Jake Lavely Robert Dimick LPL Financial LLCWells Fargo Clearing Services, LLC$21006-05-2020
Glen WilkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10405-20-2020
Sid Grant Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$23004-30-2020
Brian Wall Joe Nastasi LPL Financial LLCWells Fargo Clearing Services, LLC$31504-27-2020
Susan LawrenceLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2020
Timothy OConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-17-2020
Mike Ashworth Steve Collie Katheryn GordonLPL Financial LLCWells Fargo Clearing Services, LLC$30004-01-2020
Tony Larson Russell F Payne Rob LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$22209-25-2019
Will HadleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$16608-30-2019
Mark BurtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15208-29-2019
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Showing 1 to 25 of 7,002 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.