Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
Angelo M. Nuzzo Jr.1st Global Capital Corp.Wells Fargo Clearing Services, LLC11-30-2009
David Glenn Pittinos1st Global Capital Corp.Wells Fargo Clearing Services, LLC06-26-2009
Joseph Charles Arant7300 Wealth Management, LLC.Wells Fargo Clearing Services, LLC07-26-2017
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
Peter C. Bohrofen9258 Wealth Management, LLCWells Fargo Clearing Services, LLC$2503-29-2018
Steven Mark BandyAbacus Investments, Inc.Wells Fargo Clearing Services, LLC$1009-29-2010
Avelino CortinaAC3 CapitalWells Fargo Clearing Services, LLC06-03-2011
Kurt William MearsAdvance Capital Services, Inc.Wells Fargo Clearing Services, LLC04-15-2010
Kevin Scott StapletonAdvanced Practice Advisors, LLCWells Fargo Clearing Services, LLC12-27-2016
Jacqueline Marie LewisAdvicePeriod, LLCWells Fargo Clearing Services, LLC02-08-2019
Kathryn Elise AustinAdviser InvestmentsWells Fargo Clearing Services, LLC06-18-2018
Bryan Gerald MussoAdvisor Resource CouncilWells Fargo Clearing Services, LLC$1,00004-26-2019
Joseph Anthony StackAdvisor Resource CouncilWells Fargo Clearing Services, LLC06-07-2012
Brian Jeffrey JassAdvisorNet Wealth ManagementWells Fargo Clearing Services, LLC$1002-23-2016
Apostolos Nicholas PapadeaAdvisory Services NetworkWells Fargo Clearing Services, LLC01-20-2016
Matthew David CroweAE Wealth Management, LLCWells Fargo Clearing Services, LLC02-05-2020
Michael Howard CohenAegis Capital Corp.Wells Fargo Clearing Services, LLC08-26-2016
Harold WeberAegis Capital Corp.Wells Fargo Clearing Services, LLC$2508-03-2016
Robert Sanford BerlinAegis Capital Corp.Wells Fargo Clearing Services, LLC$2504-25-2014
Vincent Charles MuscolinoAegis Capital Corp.Wells Fargo Clearing Services, LLC12-17-2013
Nicole Claire FoxAJ WealthWells Fargo Clearing Services, LLC02-15-2016
Sandi K. GordonAldrich Wealth LPWells Fargo Clearing Services, LLC02-14-2019
Lillie Dianne HallAllen, Mooney & Barnes Brokerage Services, LLCWells Fargo Clearing Services, LLC04-22-2013
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Showing 1 to 25 of 10,535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.