Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Martin WaickmanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2503-13-2009
Robert Allen WalkerLiberty Capital Investment CorporationWells Fargo Clearing Services, LLC$103-13-2009
Jill D Poppe LoveallEdward JonesWells Fargo Clearing Services, LLC$2503-16-2009
Michael Patrick TuckerLPL Financial LLCWells Fargo Clearing Services, LLC$7903-16-2009
Wesley Dee RoperSmith, Moore & Co.Wells Fargo Clearing Services, LLC$5003-16-2009
Glenn Edward BuckinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2009
Jeffrey Mark DetwilerCetera Investment Services LLCWells Fargo Clearing Services, LLC03-17-2009
John Miller LandbergRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-17-2009
Patrick Allen PorterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-17-2009
Paul Douglas CohnRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2009
Joseph John Szal Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-18-2009
Andrew Paton ButtrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-19-2009
Charles Robert ReidMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Christopher Scott WilliamsBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-19-2009
Jeffrey Lee BrisbenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Jeffry Lynn LockwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Keith Robert KleinmanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Kevin Wayne NiceleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15003-19-2009
Richard Daniel ChegarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Scott Michael KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-19-2009
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Andrew Martin IngemanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10003-20-2009
Brandon Wayne SimmonsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-20-2009
Eric J KleinSII Investments, Inc.Wells Fargo Clearing Services, LLC03-20-2009
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Showing 226 to 250 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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