Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Douglas Panfil, Aldo LozanoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-26-2009
Robert Carl Miller Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-26-2009
Barry Boyd Blount Sr.H&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Charles Kirksey PoynterMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Daniel Joseph SemradSmith Hayes Financial Services CorporationWells Fargo Clearing Services, LLC03-27-2009
David John AdamsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Eddie Ray ConradEdward JonesWells Fargo Clearing Services, LLC$5003-27-2009
Edward John Costigan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-27-2009
Eric Alan JohnsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-27-2009
George Stanmore CharpingVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Harvey Edward WeimerVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-27-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$103-27-2009
Jeffrey Michael SemradSmith Hayes Financial Services CorporationWells Fargo Clearing Services, LLC03-27-2009
Jonathan Robert LaundraEdward JonesWells Fargo Clearing Services, LLC$2503-27-2009
Mari Dawn LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-27-2009
Mark William LovelleH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Scott Thurman SharpH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Stephen Robert JudgeINVEST Financial CorporationWells Fargo Clearing Services, LLC03-27-2009
Terry Edward AdelmannAmeriprise Advisor Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Catherine Jo DresbachThe Huntington Investment CompanyWells Fargo Clearing Services, LLC03-30-2009
Joseph Patrick RoopKalos Capital, Inc.Wells Fargo Clearing Services, LLC$10003-30-2009
Patrick Murphy EhretJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-30-2009
Ashley Marie MiccicheStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
David George Wilson Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
Douglas Edwin HackerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-31-2009
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Showing 276 to 300 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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