Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Frederick MangrumNew England SecuritiesWells Fargo Clearing Services, LLC03-31-2009
Paul A PadovaniMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-31-2009
Robert Franklin RogersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
Stephen William DrachnikStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-31-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5003-31-2009
William Francis QuinnUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-31-2009
Allison Marie Harter-OckwoodMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Brian Patrick MahoneyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Christopher James KearonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Daniel Aloysius BurnsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2504-01-2009
David Edward ForemanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-01-2009
David Elgin MeadorsCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Don Anthony D'AdeskyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Eric A ReinholzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-01-2009
Gary Hal PerlMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$104-01-2009
James Allen FuenteStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-01-2009
James Donald RouthierMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
James Ellis Day IIICitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
James Michael PriceCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2009
James Thomas YoungCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Jeffrey Allan OckwoodMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
John Edmund NeenanMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Johnny Earl BrownSecurities America, Inc.Wells Fargo Clearing Services, LLC04-01-2009
Jonathan Andrew HesseCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
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Showing 301 to 325 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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