Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC06-18-2010
Candace Ann ClineUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-21-2010
Daniel Scott StoutMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-21-2010
Mark Allan BeemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-21-2010
Rebecca Elfreda PowellMorgan StanleyWells Fargo Clearing Services, LLC$2506-25-2010
Barry Whitmore CroteauFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC06-28-2010
William Michael HedbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-30-2010
Paul C AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-06-2010
Roland Harold DeliniereBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Richard Robinson CardinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Charles Alan HandSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC07-09-2010
Monnye Hedrick FurrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-09-2010
John William ShortMorgan StanleyWells Fargo Clearing Services, LLC$10007-16-2010
Richard Henry ReithWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-16-2010
Jeffrey H. MacdonaldLPL Financial LLCWells Fargo Clearing Services, LLC$1007-26-2010
Brian Michael CribbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-26-2010
Richard Allen CasciaroH. Beck, Inc.Wells Fargo Clearing Services, LLC07-27-2010
Connie Marie NaderEdward JonesWells Fargo Clearing Services, LLC$5007-29-2010
John Floyd Yerger IIIMorgan StanleyWells Fargo Clearing Services, LLC$2507-30-2010
Patricia Ellen SelinMorgan StanleyWells Fargo Clearing Services, LLC$2507-30-2010
James Foster HargreavesMorgan StanleyWells Fargo Clearing Services, LLC$1007-30-2010
William Blakeslee SmithComerica SecuritiesWells Fargo Clearing Services, LLC07-30-2010
Nancy Ann LinnemanDougherty & Company LLCWells Fargo Clearing Services, LLC$1008-02-2010
Christina Doris ParraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-04-2010
Stephen Alan JaffeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-06-2010
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Showing 351 to 375 of 4,047 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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