Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Theodore RochaLPL Financial LLCWells Fargo Clearing Services, LLC01-20-2009
Dennis Graham RandallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
William Patrick FairFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC01-20-2009
James Lee McnaughtonHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
Juliana Lynn HartAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$2501-22-2009
Kris Jon WestergaardHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2501-22-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
Aaron Thomas LeoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-23-2009
Arthur Richard FalkowitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$101-23-2009
Brian Jeffrey GoldbergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-23-2009
David Brett King Sr.GunnAllen Financial, IncWells Fargo Clearing Services, LLC01-23-2009
Michael Herbert StrochlicJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5001-23-2009
Robert Kennedy TorringtonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-23-2009
Todd Dwain GauthierSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15001-26-2009
Raymond Joseph GinsbergLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2009
David Paul AckelNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$2501-29-2009
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$11701-29-2009
Robert Brian DavisBrokersXpress LLCWells Fargo Clearing Services, LLC01-29-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7301-30-2009
Corey Atterbury Steadman, Jeffrey Philip ZurekUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-30-2009
Jeffrey Michael DaftRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$101-30-2009
Joel Lawrence KarpayUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Kelly Ray HosekRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-30-2009
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Showing 76 to 100 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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