Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clay Everett BellEdward JonesWells Fargo Clearing Services, LLC02-13-2009
Roger Daniel Dunson Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Michael Martin CohenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2009
Mark H. PearceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Susan Roberta SaleemH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$2502-13-2009
John Heery KreutzerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC$10002-13-2009
Robert S. Samuel WrightUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-13-2009
Todd Hume NicholsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Allen Dale BecknerLPL Financial LLCWells Fargo Clearing Services, LLC02-17-2009
Angie Sue SaylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2009
Colleen Downey MitchellEdward JonesWells Fargo Clearing Services, LLC$502-17-2009
Jeffrey Scott McCoyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-17-2009
Mark Turner RieferClear Money PathWells Fargo Clearing Services, LLC$2502-17-2009
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC$2502-18-2009
Robert Klein WilsonVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$10002-18-2009
Sandra Grace JohnsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-18-2009
Juan Andres ZenckWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-18-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Lacey Lee HoganRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Daniel Kincaid Taylor Jr.Morgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Gary Bryan GhigliottiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
George Wall Holden IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Stephen DemaraisUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1002-19-2009
David William RommelmannRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-20-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.