Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Clark HodgkissAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-26-2009
David Joseph TushinghamVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC02-27-2009
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-27-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
Sean Edward HattrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-27-2009
David Brian McafoosCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC03-01-2009
James Christopher MartinMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
James Ray CottoMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Jeffrey Parks BridgesMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Jennifer Ann ZieglerMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Joel Randy FreedmanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC03-01-2009
John Edward CarlMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Lance Elliot SlaterUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-01-2009
Marilyn Patricia WenrickStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-01-2009
Paul Anthony RussellMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Ricky Fletcher RileySmith, Moore & Co.Wells Fargo Clearing Services, LLC03-01-2009
Stephan Otto ScribnerEssex National Securities, LLCWells Fargo Clearing Services, LLC03-01-2009
Tere Hatcher HenryAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-01-2009
Thomas Francis NilesMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Chad Andrew PannellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Holly Elizabeth PaceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2009
John Eli FrickRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
John Eric OsterbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Pratibha Kanakmal KatariyaAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$2503-02-2009
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Showing 176 to 200 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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