Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy William SlothowerHarbor Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2009
Christopher Robert EmdeGregory J. Schwartz & Co., Inc.Wells Fargo Clearing Services, LLC03-03-2009
Marshall Stephen KnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-04-2009
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-05-2009
Chunyen WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$103-05-2009
Jay Christopher FongRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2009
Jeffery Eric FongRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2009
Louis Michael Saltarelli Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-05-2009
Maria Dolores BarelaLPL Financial LLCWells Fargo Clearing Services, LLC$2503-05-2009
Jon Edward BloomerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009
Paul Edward Brown, Michelle Womick Anderson, Jennifer Suzanne GodseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2009
Peter Anthony MeizelsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-06-2009
Robin Lee TylerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009
Ronald Richard WaseleskiAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC03-06-2009
Steven Thomas MossLPL Financial LLCWells Fargo Clearing Services, LLC$2503-06-2009
William Darren HensleyGunnAllen Financial, IncWells Fargo Clearing Services, LLC03-06-2009
William Roger McguinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$3203-06-2009
Ronald Edward Talley Jr.Citizens Securities, Inc.Wells Fargo Clearing Services, LLC03-09-2009
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$4403-09-2009
Robert Stephen Cheney, Bradley Taylor MillerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-10-2009
Aisha LokaiPNC InvestmentsWells Fargo Clearing Services, LLC03-11-2009
Mark Andrew CooleyCadaret, Grant & Co., Inc.Wells Fargo Clearing Services, LLC$2503-11-2009
John Meade ThrowerH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2009
Jon David BrauschRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5003-13-2009
Mark Andrew TudorMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC03-13-2009
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Showing 201 to 225 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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