Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Dale SchlitterCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-01-2009
John Francis PoultonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-01-2009
Michael Francis RomagnoloUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-01-2009
Theodore James TadeusiakMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC01-01-2009
Thomas Mccullott WestCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-01-2009
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-02-2009
Frank Anthony FontanellaH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-02-2009
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$101-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC01-02-2009
Joseph Michael PetriccioneMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC01-04-2009
Kenneth Robert KlauberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC$2501-05-2009
Matthew Harold SchmittRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Richard E BlancoBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC01-05-2009
Brad Allen WoodsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2009
Edward Junghoon BaekWamu Investments, Inc.Wells Fargo Clearing Services, LLC01-06-2009
James Gregory GibbsSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2501-06-2009
Edward Patrick Scull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$101-07-2009
Jack John Edward MonaghanLPL Financial LLCWells Fargo Clearing Services, LLC$101-07-2009
Judy Ann High BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Kristopher Raworth WallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-07-2009
Paul Clifford Ruble Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Todd Glenn PollockStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Larrel Rodney LongStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-08-2009
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Showing 1 to 25 of 7,864 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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