Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-02-2009
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC01-02-2009
Matthew Harold SchmittRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC01-05-2009
Edward Patrick Scull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15001-07-2009
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-08-2009
Robert Joseph LenihanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Robert Joseph ButtarazziStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-09-2009
Kevin M. DoyleLPL Financial LLCWells Fargo Clearing Services, LLC$10001-09-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kasandra V. SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Jesse Gaudenio Vitagliano, Michael Steven Brooks, Timothy M. JayneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2009
Michael R. DipiernoLPL Financial LLCWells Fargo Clearing Services, LLC$20001-14-2009
John William DonnellyLPL Financial LLCWells Fargo Clearing Services, LLC$10001-14-2009
Jorge Vergara Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10001-14-2009
Lawrence Kevin EnnisJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10001-14-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Rhett Paul Neuman, Brent Lee Hanson, Eric Daniel St. MartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Thomas Irwin RoulstonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2501-16-2009
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Juliana Lynn HartAllstate Financial Services, LLCWells Fargo Clearing Services, LLC01-22-2009
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Showing 1 to 25 of 4,071 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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