Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Harrison Peatross Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-02-2017
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Andrew Joseph BernalSantander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Andrew Joseph EgberSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC01-12-2018
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-15-2012
Andrew L. RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-19-2018
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2015
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Andrew Martin SpearmanFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC04-24-2015
Andrew Masato NakagawaLPL Financial LLCWells Fargo Clearing Services, LLC06-09-2017
Andrew Myron ParrishAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$20005-10-2012
Andrew R. StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-19-2017
Andrew S Vitek Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Andrew W. BushongMorgan StanleyWells Fargo Clearing Services, LLC$2511-15-2012
Angel Luis ColinaMorgan StanleyWells Fargo Clearing Services, LLC$2508-02-2012
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Angela On Kei LauCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2014
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Showing 126 to 150 of 4,080 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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