Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Jacob GrantWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Jason StatutaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Brooke Laurel RiemerRBC Capital Makrets LLCWells Fargo Clearing Services, LLC05-23-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Paul Lawrence Fowler Jr.Moors & Cabot, Inc.Wells Fargo Clearing Services, LLC04-17-2019
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Showing 1 to 25 of 7,839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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