Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John StangoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-14-2018
James A. Cotturone Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-09-2018
Joseph Gerard DoughertyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Alain Maurice ConnellyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-28-2018
Kimberly Ann ThompsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1502-09-2018
Jonathan Scott MastersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-02-2018
Jorge Louis TorrensAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-25-2018
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Patrick Michael CarneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-05-2018
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-20-2017
Anthony Charles BaroneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$17112-01-2017
Paul Stephan RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Michael Taylor HensonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Werner H. RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Arnold Roy BlumenfeldAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-10-2017
Douglas H AberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19411-03-2017
Lewis Edward WollenweberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-03-2017
David Lee HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-27-2017
Michael Lee HuffmanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-20-2017
Johnnie Carl HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Eric Nathan WynkoopAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-06-2017
Camdon Welch FellsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2110-06-2017
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
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Showing 76 to 100 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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