Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Justin HowardAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-27-2017
Donald Stephen AldermanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-20-2017
Scott Montgomery LaneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-20-2017
Robert Edward Lee Holt IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
James John O'BrienAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
Gregory William AloisioAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-19-2016
Paul Jan VansteenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-19-2016
Jeffrey Howard McKinnonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-02-2016
Peter Louis Pashos Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-11-2016
John Stephen O'DonnellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-09-2016
Douglas Carl BoggieAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$6611-04-2016
Michael Joseph CiccarelliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-04-2016
Michael FisherAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-04-2016
Christopher S. BrownAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-14-2016
Scott Norbert GongorekAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-30-2016
John Robert OrthAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-30-2016
Richard D DunaganAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10409-02-2016
Jonathan Ben MirerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-11-2016
Susan Elizabeth McLainAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3105-24-2016
Andrea Leigh HetrickAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-13-2016
Lance HubenyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-13-2016
William Wright AustinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-02-2016
Patton William HoffarthAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-02-2016
Jamie Lee SutherlandAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-29-2016
Kyle David CottonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-22-2016
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Showing 126 to 150 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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