Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Clark HodgkissAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-26-2009
Tere Hatcher HenryAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-01-2009
Chad Andrew PannellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
John Eric OsterbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Brandon Wayne SimmonsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-20-2009
Robert Harris SullivanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-20-2009
David John AdamsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Mark Steven KempnerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2009
Todd Daniel DietrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-14-2009
Stevenson Weston CroftAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2009
Michael Anthony GearyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-22-2009
Robert Scott PantaleoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2009
William Lorne WilkinsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2009
Christopher John JacobiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$20005-28-2009
Christopher Thomas WrightAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2009
Steven Lawrence LevinsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-12-2009
Joseph Brooks SullivanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-19-2009
Robert Max Decker Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-21-2009
Jerald Ezra BrierAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-11-2009
Geoffrey Allen JonesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-02-2009
Daniel Joseph HobanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2009
Diego Alberto RodriguezAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2009
Jack Arnold Gorsuch Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-18-2009
Ray Mark GreffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-20-2009
Mary Beth WestonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-23-2009
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Showing 1 to 25 of 397 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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