Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mitchell BarnhillBB&T Securities, LLCWells Fargo Clearing Services, LLC$15010-04-2013
Michael Bernard SledzikBB&T Securities, LLCWells Fargo Clearing Services, LLC$5005-27-2014
Amber Russell PattesonBB&T Securities, LLCWells Fargo Clearing Services, LLC$2508-04-2014
Charles William GillinghamBB&T Securities, LLCWells Fargo Clearing Services, LLC$15008-29-2014
Charles Dean CristBB&T Securities, LLCWells Fargo Clearing Services, LLC08-29-2014
Christopher Mark MundwilerBB&T Securities, LLCWells Fargo Clearing Services, LLC10-24-2014
Thomas Logan DavisBB&T Securities, LLCWells Fargo Clearing Services, LLC11-14-2014
James Tyson DavisBB&T Securities, LLCWells Fargo Clearing Services, LLC11-14-2014
Richard Peter Class IIBB&T Securities, LLCWells Fargo Clearing Services, LLC12-12-2014
Joshua M GarrettBB&T Securities, LLCWells Fargo Clearing Services, LLC01-16-2015
David Harry BerardBB&T Securities, LLCWells Fargo Clearing Services, LLC$5006-05-2015
Ryan Hudson JonesBB&T Securities, LLCWells Fargo Clearing Services, LLC06-05-2015
Mark Andrew JonesBB&T Securities, LLCWells Fargo Clearing Services, LLC06-05-2015
Jeffrey Alan TuckerBB&T Securities, LLCWells Fargo Clearing Services, LLC10-12-2015
Thomas Charles FontanaBB&T Securities, LLCWells Fargo Clearing Services, LLC10-12-2015
Alex Michael FontanaBB&T Securities, LLCWells Fargo Clearing Services, LLC10-12-2015
Lachelle Elaine MosesBB&T Securities, LLCWells Fargo Clearing Services, LLC10-16-2015
William Patrick GambleBB&T Securities, LLCWells Fargo Clearing Services, LLC$5003-03-2016
Jason Travis TurnerBB&T Securities, LLCWells Fargo Clearing Services, LLC08-10-2016
Kellie Newlon CarrollBB&T Securities, LLCWells Fargo Clearing Services, LLC01-30-2017
Stokes Keisler Shealy JrBB&T Securities, LLCWells Fargo Clearing Services, LLC$5002-08-2017
Jeannie Marie W GravelleBB&T Securities, LLCWells Fargo Clearing Services, LLC$15002-08-2017
Matthew Thomas CarasBB&T Securities, LLCWells Fargo Clearing Services, LLC$5003-02-2017
Janet Weinstein MercadanteBB&T Securities, LLCWells Fargo Clearing Services, LLC04-06-2017
Randy Lewis StarkBB&T Securities, LLCWells Fargo Clearing Services, LLC$10011-22-2017
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.