Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mohammed Tariq BunyadBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC05-02-2012
Mardig Gabriel TaslakianBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC$2504-08-2013
Karen Lee LooperBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-10-2014
Michael Wayne WagnerBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC12-04-2014
Cheryl HomBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC$1006-10-2015
Dale Louis MalleckBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC06-16-2015
David Chris MogannamBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-13-2015
Nathan VandasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC12-03-2015
Shima SalehiBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-03-2016
Jessica Rae PoehlerBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Ibun AndoBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC04-14-2016
Nicholas T. AlmasovBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC05-26-2016
Henry F. Striegl IIIBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-18-2016
Kathryn Maria CalderonBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-29-2016
Crystal Lynn BettermanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2017
Mark Edward GreenawaltBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-31-2017
Dan M. SantillanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
Nesochi J. AzubuikeBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-02-2018
Susan Evelyn CallantineBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-20-2018
Luis R. RoblesBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-19-2018
John Alfred MathisonBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-09-2018
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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