Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Michael CondonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-25-2009
Todd Thomas NetheryBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-01-2009
Steven James HoulihanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-06-2009
Mark Howard EricksonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-09-2009
Thomas L PapeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-01-2010
Jeffrey Burton WynsmaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-01-2010
David William HansonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10003-12-2010
Susan Laurie HedmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-12-2010
Elizabeth McclellandBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15005-28-2010
Mark Ronald FrancoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-28-2010
Richard PignoneBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-28-2010
Frances Ann WilliamsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$106-18-2010
Mary Kathryn PaulinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10006-18-2010
Melissa Marie WatsonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2010
Matthew James ClootenBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$606-25-2010
Jennifer Ellin PierceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$107-09-2010
Marilyn Couey HedrickBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-09-2010
Monnye Hedrick FurrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$29407-09-2010
Richard Robinson CardinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$50007-09-2010
Roland Harold DeliniereBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Blake Robert DunlopBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$109-24-2010
Connor P DunlopBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-24-2010
Russell Bresee HartBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-05-2010
Anthony John FalconeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-12-2010
Arnold Harry RozanyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-12-2010
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Showing 1 to 25 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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